OptimX Securities Approved as Broker Dealer

New York – November 19, 2024

OptimX Markets is pleased to announce that its wholly owned subsidiary, OptimX Securities LLC, has received regulatory approval from the Financial Industry Regulatory Authority (FINRA) to operate as a broker dealer. OptimX is approved as a non-exchange member arranging for transactions in listed securities by exchange members.

With this registration, OptimX furthers its aim to provide full spectrum liquidity management in US equities through the firm’s unique, technologically-forward brokerage services.

Dave Barnett, Founder and CEO of OptimX commented, “Achieving this authorization further demonstrates OptimX’s dedication to offering innovative technology that fits seamlessly within the established market framework”

In April 2024, OptimX Markes Europe received approval as a service company and arranger of trades by the UK Financial Conduct Authority (FCA).